What is most cost effective way to be an Inv Adv?

Discussion in 'Professional Trading' started by midlifeguy, Sep 29, 2006.

  1. midlifeguy

    midlifeguy

    Anyone recommend a vendor they have used that is reasonable? Can I do the ADV myself?

    I have found BrokersXpress will take an Advisor with no minimums but offer zero assistance in setting up the ADV/Compliance.

    Thanks
     
    #1     Sep 29, 2006
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  2. toc

    toc

    May be SEC might have some guideline booklet on how to comple the ADVs. Also have some advisor mail you his/her ADV so that directions can be taken from that as an example. If there are mistakes, SEC will send it back costing you only time by few weeks.
     
    #2     Sep 29, 2006
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