US’ FINRA proposes rules for seniors’ protection from financial scams

Discussion in 'Wall St. News' started by mlawson71, Oct 26, 2016.

  1. mlawson71

    mlawson71

    The Financial Industry Regulatory Authority (FINRA), a US self-regulatory organization (SRO), said on Thursday it has filed a rule proposal with the US Securities and Exchange Commission (SEC) regarding the financial exploitation of senior citizens and other vulnerable adults via financial schemes.

    The FINRA proposal envisions several law amendments that would aim to provide better protection for investors where there is a reasonable belief of financial exploitation of a senior or other vulnerable.
     
  2. java

    java

    LIKE REALLY LARGE LETTERS WHICH SAY YOU COULD LOSE MONEY