He invested in a private equity thing--sounds like it was a private REIT. The REIT is still in business but has never returned a dime to him in about 10 years. Won't return his calls, etc. It looks like FINRA and SEC are mainly ways to complain about your broker--that isn't the problem. Does anyone know if he has any recourse other than getting his own attorney? It's unlikely that anyone competent will take this case--it's complicated and we are only talking about less than one million dollars. Not sure where to post this-suggestions welcome and thank you in advance.