A similar thread here regarding the pooling of money where the legal and financial issues were discussed; please see below: http://www.elitetrader.com/vb/showthread.php?s=&threadid=127983
For the Series 7??? What meds are you on? FINRA requires an individual to be sponsored by a member firm, an SRO, or an Exchange in order to take the Series 7 exam. A Form U-4 must be filed by the sponsoring firm in order to schedule the exam.
Anyone in this forum took the Series 65 exam lately? Would you mind to share your impressions with us? Thanks