Tracking down SEC actions....

Discussion in 'Educational Resources' started by chs245, Nov 20, 2003.

  1. chs245


    Does anyone know of a website that publishes SEC actions, such as informal request, subpoenas, enforcement actions etc issued by the SEC ?

    I have found that sometimes a company's SEC filing provides details on these actions, but more often than not, that information is released via newswires. Just wondering where the newswires get that information from ?

    As an example: HLR got subpoena-ed by the SEC yesterday. I have not found any info regarding this on the SEC or company's website. Does anyone know where to track down that info ?


  2. chs245


    I was thinking more of a special website that tracks the SEC actions on a case by case basis. SEC enquiries are always conducted non publicly, and as such not disclosed by the SEC.

    Quite often, word of those enquiries leaks out. I was wondering whether there is a site that collects that kind of informnation ?