starting a broker/dealer

Discussion in 'Professional Trading' started by Ron In-a-sauna, May 1, 2003.

  1. does anyone have any experience of starting their own broker/dealer or know anything about it or anyone who has ever tried, or know anywhere to get info... possibly starting one w/ just funds and annuities, etc.. just seris 6 stuff no 7 trades....
    tia for any input
  2. Pabst


    Never trade with a broker/dealer so small that he's subject to the PDT restriction.:D
  3. this wouldnt be for trading, just flowing mostly mutual fund and annuities for group retirement plans