SIPC protection $500k per account

Discussion in 'Risk Management' started by Quanto, Jan 5, 2024.

  1. ironchef

    ironchef

    Thanks. So what happen when the account exceeds limit? For bank deposits, FDIC always covered beyond limit.
     
    #21     Jan 5, 2024
  2. Quanto

    Quanto

    Then we have this case:
    Account started with $100k, opened a LongStock position and current account value is say $250k, ie. with the unrealized profit.
    What happens in the event of a broker bankruptcy: how is this account evaluated by the SIPC? As $250k or as $100k?
     
    #22     Jan 5, 2024
  3. ironchef

    ironchef

  4. Robert Morse

    Robert Morse Sponsor

    This was in many ways worse than Bear Stearns because I think the management at MF Global used customer funds to trade firm money. At BS, they lost their money trading. That was why it took so long.

     
    #24     Jan 5, 2024
  5. newwurldmn

    newwurldmn

    "How do you tell someone you are a failed trader without saying you are a failed trader?"

    "You ask about SIPC protection for your 25,000 cash account."
     
    #25     Jan 5, 2024
  6. destriero

    destriero


    Too many zeroes.
     
    #26     Jan 5, 2024
    Overnight and newwurldmn like this.
  7. traider

    traider

    So did coustomers lose all their money with MF Global?
     
    #27     Jan 7, 2024
  8. I've never checked. I'm not very worried about Schwab and Ibkr going bankrupt on the same day.
    I suspect that would be the result of such a big Marco event that the government might very well choose to ignore whatever the law says anyway, like it did during covid.

    I'm more concerned with the relatively frequent outages, ransomware attacks, etc.

    I believe it was also quite some time before MF global's customers were made whole.
     
    #28     Jan 7, 2024
  9. Quanto

    Quanto

    The answer is:
    Source: https://www.investopedia.com/articles/investing/050515/what-happens-when-stock-broker-goes-bust.asp
     
    #29     Jan 7, 2024
  10. Robert Morse

    Robert Morse Sponsor

    They were all made whole on the securities side, it just took time. I'm not sure about the futures business. You would have to do a search for that.


     
    Last edited: Jan 7, 2024
    #30     Jan 7, 2024
    ironchef likes this.