Series 7 Sponsorship

Discussion in 'Professional Trading' started by cswimc85, Oct 20, 2009.

  1. cswimc85


    I had a sponsor for the exam and ended up failing by 2 questions. I'm not entirely pleased that I have to take the test again but regardless I now need a new sponsor. Where would I got to get sponsored? I could ask my original sponsor to take me on again but they don't seem to want to.

    Any info?

    As a side note, I am not sure, but from some research I did online I think I found something that mentioned something about a U10 form where you could submit that for a temporary registration to take the Series 7 exam. Then if you pass your license will expire in six months if you do not become affiliated with a broker in six months. I am not sure if this was correct or not. Any info on this?