Series 57 why?

Discussion in 'Trading' started by Dstunner27, Jan 21, 2017.

  1. Robert Morse

    Robert Morse Sponsor

    Series 57 is for proprietary trader of a broker dealer, trading for the firm account.

    Series 65 is for a RIA which make decisions for a public customer and charges a fee based on AUM or performance or both.
     
    #11     Jan 22, 2017
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  2. algofy

    algofy

    If you want the golden eggs, you have to do what the goose tells you to do.
     
    #12     Jan 22, 2017
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