hey, do you know....if i want to take the series 3, do i need to be employed at a company or can i take it on my own? thanks
Yes, now I remember what Futures are! I know.... I don't know if you want to take the series 3 No and Yes You can be a sole proprietor of your own firm...and your own compliance officer if you want to be a CTA. I just let mine lapse...as all it is.....is to make you a glorified telemarketer...... Michael B.