series 3 stuff

Discussion in 'Prop Firms' started by truncheon, Mar 5, 2004.

  1. I need a series 3 book if anyone has one sitting around.
  2. Mecro


    WTF is series 3?
  3. Is for FUTURES, MECRO!

  4. fatman


    hey, do you know....if i want to take the series 3, do i need to be employed at a company or can i take it on my own?

  5. What are Futures?

  6. Yes, now I remember what Futures are! I know....

    I don't know if you want to take the series 3

    No and Yes

    You can be a sole proprietor of your own firm...and your own compliance officer if you want to be a CTA. I just let mine all it to make you a glorified telemarketer......

    Michael B.

  7. you do not need to have a sponsor to take the series 3 or be employed by a broker.