Discussion in 'Prop Firms' started by truncheon, Mar 5, 2004.
I need a series 3 book if anyone has one sitting around.
WTF is series 3?
Is for FUTURES, MECRO!
hey, do you know....if i want to take the series 3, do i need to be employed at a company or can i take it on my own?
What are Futures?
Yes, now I remember what Futures are! I know....
I don't know if you want to take the series 3
No and Yes
You can be a sole proprietor of your own firm...and your own compliance officer if you want to be a CTA. I just let mine lapse...as all it is.....is to make you a glorified telemarketer......
you do not need to have a sponsor to take the series 3 or be employed by a broker.
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