Series 3? Series 65? Please Help

Discussion in 'Trading' started by Buckie, Jun 21, 2008.

  1. Buckie


    Hi, my brother has a company that has a FXCM account. He has someone else managing the account for him. The account has been doing well and so now he has people who want to put money into his company's FXCM account.

    My question is that my brother thinks that in order to accept other peoples' money and put it into his company's FXCM account he needs an employee on the books who has their series 3 or series 65 license. So the though is that I would get the needed licenses and then he would hire me so he would be ok to take other peoples' money for investment. Neither of us really have any clue. I'm hoping someone will know or at least point me into the right direction to find help?

    Thanks in advance for any help you can give me
  2. wenzi


    Series 65 if you are collecting a management fee.

    What license does the person managing the money have ?