SEC IG Kotz Shakes Things Up

Discussion in 'Wall St. News' started by patchie, Oct 24, 2008.

  1. patchie


    SEC IG Kotz Shakes Things Up
    22 Corporate Crime Reporter 41, October 23, 2008

    When H. David Kotz took over as Inspector General (IG) at the Securities and Exchange Commission (SEC) in December 2007, he vowed to restore credibility of the office.

    His predecessor had just been savaged by a Senate report over the SEC’s handling of the Pequot Capital Management insider trading matter and the failure of the IG’s office to effectively hold the SEC’s feet to the fire.