Rules and Regulations

Discussion in 'Educational Resources' started by scotch750, Jul 24, 2005.

  1. does anybody know a good website the summarizes or highlights trading rules and regulations. I have spent lots of time on the sec site and find its search function pathetic.
  2. Some sites that list the SEC Regs whereby you can enter a specific Rules/Reg or topic into the SEC Search Bar for further info:

    Here's the rules and regulations for members of the National Association of Securities Dealers (NASD).

    Note also the links: Other Regulatory Agencies, and SEC Rule 11ac1-5, among others.