Regulation of email newsletters,manged accounts

Discussion in 'Professional Trading' started by sectrader, Dec 26, 2005.

  1. Hello,
    First question:
    I don't need any registration if I sell financial email newsletter, right?
    The email newsletter will give buy/sell recommendation on buying/selling financial instruments.

    Second question: What registration I need to manage accounts?
    Registration with California and Series 7,64? Do I need anything else?
    Accounts will be registered to customer's name. I will ask ask for Power Of Attorney to manage/ trade accounts.

    Thank you.