Proposed NFA Capital Requirement

Discussion in 'Forex Brokers' started by forexsavior, Jun 28, 2007.

  1. Hey this is odd. Why won't ET let me type the firm name I-k-o-n? really wierd....Are they banned?
     
    #611     Feb 27, 2009
  2. I-K-O-N must have gotten banned. They always get blanked out whenever I try to list their cap number. strange indeed.
     
    #612     Feb 27, 2009
  3. NFA Strikes Again

    Just when you thought $20 million would be the final line of demarcation for U.S. based forex brokers the National Futures Association has announced that capital requirements will be going even higher:

    http://www.nfa.futures.org/news/PDF/CFTC/FRSec11_IntNotc021909.pdf

    Wow. So unless a forex firm hands off every trade to a bank they have to pay this whopping 5% tax on their customer liabilities. Only a handful of firms offer STP execution. It appears the NFA is trying to encourage more firms to go in that direction.
     
    #613     Feb 27, 2009
  4. I think this is great news for the forex industry and the NFA is trying really hard to protect the small trader.

    Do you know which firms now offer STP execution?
     
    #614     Mar 1, 2009
  5. I know that Hotspot did - but now that they are bought by FXCM Im skeptical. I believe that GFS Forex & futures, and MB Trading do as well - but read the part of the customer account app in capital letters to find out - if it says all transactions are immediately offset then you know. if it says they take the opposite side, may from time to time take the opposite side, or offer different prices to different clients, then my guess would be they'll be responsible for the 5% surcharge.
     
    #615     Mar 2, 2009
  6. Breaking News: Crown Forex to be Liquidated

    The dangers of trading in Switzerland were revealed once again as Crown Forex is to be shuttered according to Francesc over at FX Street:

    http://blogs.fxstreet.com/francesc/...-forex-is-to-liquidate-but-not-yet-effective/

    Crown was an unregulated Swiss broker and thus their demise is certainly not a surprise. This is always the chance customers take when they open an account with an unregulated broker. Nevertheless, traders need to beware trading with any Swiss brokers unless they have a banking license. Let the corpse of Crown Forex be all the proof you need.
     
    #616     Mar 5, 2009
  7. Crown Forex – An Autopsy

    Now that Swiss Regulators have pulled the sheet up over Crown Forex’s rigamortis racked cadaver it is time to ascertain the cause of death. Was it fraud? Was it incompetent management? Was it a complete lack of regulatory oversight? Was it a faulty business model? Or was it all of the above?

    A good place to start is a thread that was started over at FX Fisherman by a former customer of Crown Forex in March of 2007, back when Crown Forex was strutting through the snow capped valleys of Switzerland with the cocky assurance that they had the world in the palm of their hand.

    http://www.fxfisherman.com/forums/f...forms/1467-crown-forex-don-t-believe-1-a.html

    Any firm that is promising a guaranteed one point spread should automatically be written off for suspicion of fraud. It just isn’t possible in the forex market. Something has to give. And in Crown Forex’s case they reneged on their promise by constantly requoting their customers and refusing to allow them to deal on their phantom one point spreads.

    But this wasn’t the only fraudulent marketing tactic of Crown Forex. Go to their own website and you can see a variety of bogus promises, such as, “Secured Funds.” Secured Funds? This is a company that hasn’t allowed it customers to withdraw their funds for months! If that is security I hate to see what their idea of “non-secured” funds is.

    So in determining cause of death it does appear fraud is one likely cause. But another likely cause is incompetent management and employing a faulty business model. If you are serious about being a long-term forex dealer you simply don’t operate without a legitimate license. Yet, Crown Forex set up its base of operations in the notorious Swiss forex market, which over the years has become a haven for fraud and corporate malfeasance. They were never subject to audits, capital requirements or basic financial standards that other brokers around the world are subject too. This allowed their management team to get sloppy and cut corners, which they are now paying dearly for.

    In the end Crown Forex got what it deserved. Sadly, too many innocent customers are being hurt in the process. Once again, traders should beware trading with any firm that doesn’t have a license. In Switzerland, that means a banking license for anyone offering forex. Not a pending license, or a pending application, but AN ACTUAL LICENSE. And right now there are no major Swiss brokers who have actually gotten a banking license to date.
     
    #617     Mar 6, 2009
  8. "In the end Crown Forex got what it deserved."

    There have now been quite a few Swiss MT4 shops that went bankrupt over the last few years (or were forced to by the Swiss banking commission), some of them operated by the same people. They are making money of this, so i don't think the people behind Crown got what they deserved. Fortunately, the Swiss are putting an end to this now.

    Although I can't commiserate too much with their clients either, there ought to be some punishment for gullibility - so in a way its them who got what they deserve.
     
    #618     Mar 6, 2009
  9. January Net Capital Report

    The CFTC has just released their latest net capital figures. AMIFX saw its net capital double. And with their new website it looks like they have gotten an injection of cash from somewhere. Forex Club’s net capital also jumped by over 50%. Our final pool of contestants is beginning to take shape.

    http://www.cftc.gov/marketreports/f...rfcms/index.htm

    The following firms have net capital below $20 million

    MB Trading $15,227,000
    Easy Forex $15,544,000
    GFS Forex $15,957,000
    I Trade FX $16,088,000
    Ikkon Royal $16,548,000
    Alpari $19,690,000
    Advanced Markets $19,873,000

    The following firms have net capital above $20 million

    Forex Club $22,409,000
    PFG $26,005,000
    CMS Forex $29,255,000
    Interbank FX $39,945,000
    FX Solutions $43,785,000
    GFT Forex $76,055,000
    FXCM $98,456,000
    Gain Capital $107,390,000
    Oanda $169,501,000

    As always conduct your due diligence and make sure the firm you are trading with will be able to comply with the new $20 million capital requirement going into effect in the months ahead.
     
    #619     Mar 9, 2009
  10. Intersting numbers. Advanced Markets, who I am not very familair with seem to be a real STP broker as well - pretty evident from their NFA required notice disclosure which clearly says -

    ALTHOUGH AMI IS THE COUNTERPARTY TO EACH OF YOUR TRADES, AMI LIMITS RISK TO ITSELF BY INSTANTANEOUSLY OFFSETTING THE TRADES AND POSITIONS IT ENTERS INTO WITH YOU WITH A BANK OR INSTITUTIONAL MARKET MAKER. AS A RESULT, AMI DOES NOT PROFIT WHEN YOU LOSE MONEY ON A TRADE. RATHER, AMI IS COMPENSATED BY MARKING UP THE PRICE IT RECEIVES FROM THE BANK OR INSTITUTIONAL MARKET MAKER.
     
    #620     Mar 9, 2009