Proposed NFA Capital Requirement

Discussion in 'Forex Brokers' started by forexsavior, Jun 28, 2007.

  1. Rosenthal Collins Buys MG Financial

    The Great consolidation continues. Today RCG announced that they have bought out Money Garden:
    http://www.chicagotribune.com/business/chicago-rosenthal-collins-mg-oct15,0,5693946.story

    Money Garden clearly could not survive on its own judging from their latest net capital number which is barely above $5 million. Expect more such buyouts in the next 12 months as the field winnows.
     
    #551     Oct 15, 2008
  2. August Net Capital Report

    With the world financial system in chaos it’s never been more important to trade with a well capitalized firm. The CFTC has just released their latest net capital figures. Not a lot of changes from the last one. Only difference is that U.S. forex dealers have 30 fewer days to make it to the coming $20 million capital requirement deadline.

    http://www.cftc.gov/marketreports/financialdataforfcms/index.htm

    The following firms have net capital below $10 million

    MG Financial $5,393,000
    Advanced Markets $6,786,000
    Forex Club $7,558,000
    Friedberg Mercantile $8,147,000
    ACM $8,372,000
    Ikon $9,544,000
    Easy Forex $9,824,000
    Hotspot $9,942,000

    Not much change in capital for Advanced Markets, Forex Club and ACM. Swiss broker ACM still appears to be charging the proverbial machine gun nest with a butter knife. Is this firm really going to be able to put up $20 million in the coming months? Did they even know about this capital increase before they parachuted into the U.S. market? We’ll find out soon enough.

    The following firms have net capital below $20 million

    GFS Forex $11,451,000
    MB Trading $12,767,000
    ODL $14,870,000
    I Trade FX $14,952,000
    Alpari $15,786,000
    IFX $18,623,000
    FX Solutions $19,574,000

    The following firms have net capital above $20 million

    CMS Forex $20,199,000
    PFG $21,345,000
    Interbank FX $36,505,000
    Gain Capital $67,906,000
    GFT Forex $73,219,000
    FXCM $91,840,000
    Oanda $165,458,000

    As always conduct your due diligence and make sure the firm you are trading with will be able to comply with the new law going into effect in the weeks and months ahead.
     
    #552     Oct 16, 2008
  3. tick tock tick tock
     
    #553     Oct 22, 2008
  4. Dead Pool Alert

    The NFA has come out with a statement that reads as follows:
    http://www.nfa.futures.org/news/newsNotice.asp?ArticleID=2198

    The deadline to meet the new capital requirement is this Friday. The most up to date CFTC net capital statement shows the following firms with capital below the $10,000,000 requirement.

    http://www.cftc.gov/marketreports/financialdataforfcms/index.htm

    MG Financial $5,393,000
    Advanced Markets $6,786,000
    Forex Club $7,558,000
    Friedberg Mercantile $8,147,000
    ACM $8,372,000
    Ikon $9,544,000
    Easy Forex $9,824,000
    Hotspot $9,942,000

    If you have an account with any of these firms contact them immediately to ensure that they will be able to comply with the new capital requirement this week. Some such as MG Financial and Hotspot have larger parent companies. But most do not. In this day and age safety of funds should be every trader’s top priority. Make sure your funds are safe.
     
    #554     Oct 29, 2008
  5. Scandal at SNC

    Last year forex dealer SNC Investments sold off its forex business because they were unable to meet the NFA’s $5 million capital requirement. But it appears that they stayed in business as a Futures Commission Merchant and Money Manager. They are in business no more. Let’s roll the tape from the NFA complaint…

    http://www.nfa.futures.org/news/newsRel.asp?ArticleID=2201

    Gotta love these CEO’s who just cut and run the moment everything goes pear shaped. I can picture Peter Son now, dressed up in drag like Jefferson Davis trying to escape the Union Army after the surrender of the Confederacy. Another forex fugitive gallops off in the dead of night…

    Well if you mismanaged $70 million you’d probably turn your cell phone off too. Better yet you’d probably have hurled it into the East River on your way to Macy’s to get fitted for that wig and frock…

    Left a note on the door? Oh brother talk about closing the barn door after the horses have bolted… What could the note have possibly said? “Uh, Hello? You think you could let us regulators know what happened to that $70 million you had under management? Hope to hear from you. Warmest Regards, NFA.”

    There is always someone that gets left holding the bag in a stick-up. And Young Choi appears to be said bagman. Left behind to clean up Peter Son’s mess poor Young Choi must be ruing the day he ever joined SNC Investments.

    The implosion of SNC is yet another lesson in the perils of sending money to poorly capitalized firms. There is no way of telling how many small firms are tottering on the brink of financial ruin in the wake of the global credit crisis that has wiped out billions of dollars in wealth. As always, conduct your due diligence and beware poorly capitalized firms like the late SNC Investments.
     
    #555     Oct 31, 2008
  6. BigGun

    BigGun

    forexsavior In light of all the recent US banking / brokers / regulatory issues, don’t you think this thread be changed to:

    “Are your funds in US brokers/bank under the US regulatory agencies’ safe/secure” !!!?????

    the US banking / brokers / regulatory reatings have droped to some of the lowest safety levels one could imagined!! US is no way the the safe place to send your $$


    http://www.guardian.co.uk/business/feedarticle/7941879



    Also

    Why not start a new list with “Safe none US firms” ?? after all thease forums you so dilegenacee post in are for a global tradering comminty why None US firms. :confused:
     
    #556     Nov 3, 2008
  7. Any firms get the ole cease and desist?

    I was poking around the NFA site and didnt look like it.
     
    #557     Nov 4, 2008
  8. not yet. they're still tracking down old firms like snc who were supposed to be out of business a year ago
     
    #558     Nov 6, 2008
  9. GFS Forex Suspended in Dubai

    Forex Dealer Dead Pool member GFS Forex has run into a bit of trouble in the Middle East. Their Dubai office was recently shut down by regulators and they were hit with $500,000 in fines and plaintiff compensation. It wasn’t always this way for GFS.

    Back in 2007 this “leader in the online global foreign exchange and futures market” was trumpeting its new office with the usual public relations talking points as seen in this article (with accompanying photograph of glad handing executives):
    http://www.ameinfo.com/127185.html

    Integrity eh? Let’s see how accurate that claim turned out to be:
    http://www.business24-7.ae/articles/2008/9/pages/09082008_fc2ef83f016143b1b76cf6dbc0a4fa3f.aspx

    Well when you are $10,000,000 below the $20,000,000 capital requirement scheduled to kick in next spring you’d try to “maximise” your commissions too. GFS has a long, hard slog in front of it.

     
    #559     Nov 6, 2008
  10. CMC in Crisis

    So say news reports coming out of Australia. A few weeks ago, at the height of the financial panic, leading CFD provider Saxo Bank took a meat cleaver to their work force in a frenzied effort to slash costs. CMC now appears to be following suit. They had already laid off staff and closed their U.S. office and another office in Perth, Australia. But now more redundancies lie over the horizon and the company just held an emergency meeting for all their staff at a hotel in Sydney. Details below:
    http://www.compareshares.com.au/~compare1/case32.php

    So will the Savior…
     
    #560     Nov 7, 2008