Proposed NFA Capital Requirement

Discussion in 'Forex Brokers' started by forexsavior, Jun 28, 2007.

  1. We’re Mad as Hell!

    And we’re not going to take this anymore! So sayeth the investors of Olint who are pouring onto the Internet in Jamaica to rage against David Smith’s Machine. Here is just a sampling: http://investforlife.wordpress.com/2008/07/14/olint-office-closed/#comments

    That about sums it up. Pay the people and move on man (of course when you say “man” be sure to pronounce man with the proper Jamaican accent.) This is yet another lesson on what can happen to you when you give your money to someone who ain’t got no license man.
     
    #521     Jul 15, 2008
  2. Go-Trade Jamaica

    Browsing the web I came across this article on a very unique marketing ploy that I Trade FX was using to attract clients in Jamaica last November:
    http://www.siliconcaribe.com/2007/1...th-itradefx-in-a-us100-giveaway-to-jamaicans/

    David Smith was depositing $100 of his own money into individual I Trade FX accounts? This is highly irregular to say the least and while I have heard of plenty of companies that give signup bonuses to customers I have not heard of individuals doing this for customers.

    What it indicates is that Smith was not some passive, minority shareholder in I Trade FX. It sounds like he was pretty involved in the firm judging from this promotion.
     
    #522     Jul 15, 2008
  3. A Scoundrel to the End

    Congratulations to the customers of FXLQ who are on the verge of being made whole, an unusually rare occurrence when a forex dealer goes bankrupt. Here is hoping some of that luck rubs off on the poor sods at Olint.

    But the customers of FXLQ won’t have Rob Gray to thank, that’s for sure. At the last second Gray tried to scuttle the Receiver’s plan to have GFT and Ikon buy the customers of this formerly disgraced and dismembered firm.

    Gray said “NYET!” to the sale in a formal court objection (someone please explain how Gray is able to strut around in public, and before a court no less, after faking a $35 million bond?)

    The Receiver then proceeded to obliterate Gray in court in a rollicking motion filled with such goodies as this: http://www.robbevans.com/pdf/forexlqreplyreceiver01.pdf

    “Utter disregard” for the rules? That’s our Robbie boy!

    So where is this mythological $3 million being kept hidden? You don’t happen to have a safe house in the Turks & Caicos do you Robbie boy?

    Ouch. It is finally hitting Robbie boy that FXLQ is DONE. Finished. Kaput. Bereft of life it rests in peace. But he can’t let go. One can picture him clinging to the fax machine as a couple surly movers try to haul it out of the office.

    But my favorite little nugget has to be this statement found in Ikon’s motion to the court:
    http://www.robbevans.com/pdf/forexlqreplyikonglblmkt01.pdf

    Taking a quick look at the IFX affidavit Mr. Belogour says:

    Yet there Robbie boy was telling the court on July 3rd, only a few hours after getting a vague “sure we’re interested” shrug of the shoulders from IFX , that IFX markets could be used to distribute customer funds.

    Classic Gray. Just keeps on Bullsh*tting them to the end. And it certainly is the end. Oh Robbie boy the pipes, the pipes, are calling…
     
    #523     Jul 15, 2008
  4. The End of Olint
    Yesterday the Turks and Caicos Government froze the assets of David Smith and raided his home and place of business. Armed with a search warrant from the Supreme Court the Financial Crimes Unit of the Government swooped into action, grabbing computers, files and other knick knacks as their investigation of him reaches an apparent climax. Radio Jamaica is reporting that in the end Smith could face criminal charges:
    http://www.radiojamaica.com/content/view/10004/26/

    Worries are growing that the collapse of Olint could have repercussions across Jamaica as the investment scheme is said to have $600 million of Jamaican money tied up in it. Good Grief. Now we are at the point where forex hucksters can crash a nation’s entire economy?

    Invest for Life has the full story: http://investforlife.wordpress.com/2008/07/15/olint-assets-frozen/

    On a Separate Note: Sources are telling me that the I Trade FX “David Smith $100 Bonus” promotion last winter lasted only a few days before it got shelved. I Trade FX should be releasing their official response to the NFA complaint in the next few weeks.

    Stay Tuned…
     
    #524     Jul 16, 2008
  5. The Olint Soap Opera Continues

    “I am now indemnifying all the directors and employees as I am the only one that was aware of these activities and I am now at this stage unable to pay out and am making this proposal to you.” – David Smith, per Nationwide News.

    It sure is beginning to look like Olint was a Ponzi scheme. A news report is stating that David Smith admitted the following in a leaked email obtained by Nationwide News: http://boomp3.com/listen/1741m06o4_f/olint-broke-provider-investforlife

    1. The club is broke and most likely bankrupt
    2. The older investors got their money out while the newer investors are the ones “carrying the losses.” Is that not the very definition of a Ponzi scheme?
    3. He overstated his rates of return to club members.
    4. The collapse of the fund was due to; competition from competitors, regulatory scrutiny, shoddy bookkeeping.
    5. In particular Smith is blaming the Jamaican Government for raiding his company in 2006 as that loss of his records apparently precipitated an accounting fiasco resulting in “double payments” to some members. He then states that he didn’t report these “double payments” to his customers because he was afraid of a bank run which he once again blamed the Jamaican Government for starting.
    6. Smith was only trading 50% of the funds while accounting for 100%.
    7. He closes stating that Olint was “not a Ponzi scheme” and to give him another year to make it all back.

    But no sooner had this report been read over the airwaves than David Smith himself called in screaming that he never wrote the email and that it was bogus. Smith said, “I had not written the email. It’s absolutely not true. And if you really think about it do you think my house is that big that I had to email my own wife?”

    So who is to be believed? Well, with David Smith’s credibility in tatters my gut tells me the email is legit. But who knows for certain. What is certain is that Olint is El Busto.

    Still, no word of any arrests in the Turks and Caicos. The investigation goes on and there will certainly be more to come.
     
    #525     Jul 17, 2008
  6. David Smith Created I Trade FX’s Platform?

    So says this article from the Jamaica Gleaner in December of 2007. As part of the $100 promotion that I Trade FX was offering to Jamaican customers via www.gotradejamaica.com Smith is said to have “created the platform” that customers were using in this promotion, which was in fact I Trade FX’s own platform:
    http://www.jamaica-gleaner.com/gleaner/20071207/business/business5.html

    The article further states:

    The more I read about David Smith the more I see the name of I Trade FX popping up. And the more suspicious it looks for I trade…
     
    #526     Jul 17, 2008
  7. Olint Rumor Mill Keeps Squeezing out the Pulp

    It’s hard to know what to believe about Olint these days with newspaper headlines like this “David Smith Alive and Kicking” courtesy of the Jamaica Observer:
    http://www.jamaicaobserver.com/news...38189_OBS__DAVID_SMITH_ALIVE_AND_KICKING_.asp

    So where did these “rumours” come from? Who knows. So much about this Olint case is cloaked in secrecy. An email is leaked by an unknown source purportedly written by Smith stating the fund is a shambles forcing Smith to deny it. But later in the week Smith’s own lawyer hints that the email was in fact legit:
    http://investforlife.wordpress.com/2008/07/18/olint-broke-email-very-genuine/

    Earlier this week Jamaican radio reported that Olint’s accounts at brokers like FXCM, Oanda and FX Solutions have been frozen and that David Smith is being investigated by the Department of Justice for possible money laundering (although none of these firms has gone on the record stating they even have any David Smith accounts at their firms, possibly because of client confidentiality agreements.)

    And Government officials in the Turks and Caicos remain tight lipped and unwilling to shed any light on David Smith’s now defunct operation. In such an environment “rumours” will take hold. It is time someone in authority in Jamaica or the Turks and Caicos step forward and tell us all what the hell is going on.
     
    #527     Jul 24, 2008
  8. The All Hallow’s Eve Pool Returns

    The NFA is on the march. This week they announced that all Forex Dealer Members must meet the first capital benchmark of $10 million by October 31st:
    http://www.nfa.futures.org/news/newsNotice.asp?ArticleID=2165

    How does you firm stack up?

    The following firms have net capital below $10 million

    Advanced Markets $5,017,000
    Bacera $5,387,000
    MG Financial $6,001,000
    Forex Club $7,380,000
    Hotspot $7,843,000
    Friedberg Mercantile $8,167,000
    CMC $8,426,000
    Ikon $8,462,000
    MB Trading $8,660,000
    Easy Forex $8,662,000
    IFX $9,141,000

    In particular you will notice that three firms are far below the upcoming increase to $10 million. Advanced Markets, Bacera and Money Garden. In fact, they are struggling just to meet the current $5 million net capital requirement with Advanced Markets a scant $17,000 above the current law. That kind of capitalization does not inspire much confidence and traders really need to beware doing business with them.

    The following firms have net capital below $20 million

    GFS Forex $10,829,000
    Alpari $11, 668,000
    ODL $15,182,000
    I Trade FX $15,828,000
    FX Solutions $18,088,000
    CMS Forex $19,306,000

    The following firms have net capital above $20 million

    PFG $20,275,000
    Interbank FX $22,980,000
    Gain Capital $44,293,000
    GFT Forex $58,304,000
    FXCM $70,794,000
    Oanda $164,256,000

    As always conduct your due diligence and make sure the firm you are trading with will be able to comply with the new law.
     
    #528     Jul 25, 2008
  9. June CFTC Net Capital Report

    The CFTC has released its latest Adjusted Net Capital report. With less than three months to go before the NFA raises capital requirements to $10 million the Capital issue is once again front and center in retail forex. How does you firm stack up?
    http://www.cftc.gov/marketreports/financialdataforfcms/index.htm

    The following firms have net capital below $10 million

    Advanced Markets $5,054,000
    Bacera $5,361,000
    MG Financial $6,086,000
    ACM $7,342,000
    Hotspot $7,711,000
    Friedberg Mercantile $8,189,000
    Ikon $8,301,000
    Forex Club $8,454,000
    CMC $8,729,000
    Easy Forex $9,478,000

    No change in capital for Advanced Markets, Bacera and Money Garden who are still way below the upcoming cap increase. Also, for the first time ACM is reporting net capital and their first number out of the box isn’t that great. One suspects they had no idea cap requirements were going up and it could very well be they have completely mistimed their entry into the U.S. market. ACM appears to have brought a knife to a gun fight… Typical of a Swiss firm isn’t it?

    The following firms have net capital below $20 million

    GFS Forex $10,909,000
    MB Trading $11,165,000
    IFX $13,010,000
    ODL $13,053,000
    Alpari $13,084,000
    I Trade FX $16,097,000
    FX Solutions $17,974,000
    CMS Forex $17,931,000
    PFG $19,862,000

    The following firms have net capital above $20 million

    Interbank FX $30,364,000
    Gain Capital $61,918,000
    GFT Forex $67,298,000
    FXCM $70,792,000
    Oanda $165,526,000

    As always conduct your due diligence and make sure the firm you are trading with will be able to comply with the new law going into effect in less than three months.
     
    #529     Aug 7, 2008
  10. The Dark Regulator

    With the Dark Knight breaking box office records around the world it looks like the CFTC is trying to cash in on the caped crusader’s popularity. In a recent press release announcing the formation of a “forex fraud” taskforce the CFTC stated, “This announcement sends a clear signal that the CFTC is on the beat, and that our continued and increased cooperation with law enforcement authorities will help put these forex dealers where they belong – in jail.”

    http://www.cftc.gov/newsroom/enforcementpressreleases/2008/pr5530-08.html

    Ya I know many of you are chuckling to yourselves, in classic Joker style, “ha, ha, ha, and I thought my jokes were bad.” Forex fraud has been rampant the last couple years and like the hapless gang at the Gotham police department the regulators can never seem to get the bad guys who remain safely tucked away like “Lau” from the Dark Knight hiding out in his Hong Kong skyscraper. Only in the retail forex world the villains sip margaritas on the Turks and Caicos Islands or are busy forging $35 million ABN-Amro bonds in Switzerland.

    But maybe there is finally hope here in Gotham. Perhaps the Dark Regulator can save us from the scammers and con-men who are a blight on our wonderful forex world. Let’s hope the CFTC’s new task force scheme works out and that they are able to drive these agents of chaos in the retail forex market out of business once and for all. But then again the Jokers of the retail forex world have never been intimidated by schemes have they?

    Joker: Do I really look like a guy with a plan? You know what I am? I'm a dog chasing cars. I wouldn't know what to do with one if I caught it! You know, I just, do things. The mob has plans, the cops have plans, Gordon's got plans. You know, they're schemers. Schemers trying to control their worlds. I'm not a schemer. I try to show the schemers how, pathetic, their attempts to control things really are.

    So to the folks at CFTC, please, make sure this latest scheme doesn’t draw the kind of ridicule the Joker loves to heap on law enforcement…
     
    #530     Aug 12, 2008