Prop Trading Firms - Note On Threatening Regulatory Developments

Discussion in 'Prop Firms' started by traderob, Oct 4, 2006.

  1. gam1111

    gam1111

    Did someone listen to Thursday's conference call on Greentrader tax?

    Did anybody say anything new that is noteworthy?

    Thank you.
     
    #171     Oct 28, 2006
  2. SkinnyV

    SkinnyV

    Concerning the risk of regulatory changes; if you will. I'm glad that RBC bought us.

    "Oh, Canada.....yada, yada, yada...."
     
    #172     Nov 1, 2006
  3. Good for you, and I want to thank the Generic/Carlin traders who have come over, everyone is welcome, and I wish nothing but the best to Ron and the whole Generic group.

    Don
     
    #173     Nov 2, 2006
  4. gam1111

    gam1111

  5. gam1111

    gam1111

    EDUCATION CENTER
    INTERACTIVE: FREE CONFERENCE CALLS WITH CHAT

    Although these sessions are free, informal and mostly comprised of questions and answers, they are valuable.

    Ask your questions on the conference call, or by email to conferences@greencompany.com, or in our simultaneous chat session. Sorry, an archive is not available.

    Next call: November 9, 2006, Thursday, 4:15 - 5:15 pm ET

    Conference Call: Dial (605) 990-0110, access code 435-737-359
     
    #175     Nov 9, 2006
  6. gam1111

    gam1111

    Does anybody have any new info to add to this thread?
     
    #176     Nov 9, 2006
  7. gam1111

    gam1111

    Is there anything concrete regarding new enforcement of old NASD regulation re: 4:1 margin for intraday pattern traders?

    Are we just worried for nothing?
     
    #177     Nov 9, 2006
  8. gam1111

    gam1111

    HLV Capital cited on call as potential shaky prop house
     
    #178     Nov 9, 2006
  9. gam1111

    gam1111

    Don Bright says "Stay away from Sub-LLC s"
     
    #179     Nov 9, 2006
  10. gam1111

    gam1111

    Don Bright says "Stay away from firms that are not members of NASD, SEC, SIPC or PHLX"

    "Stay away from companies that are not members of a regulatory government body" such as mentioned above.
     
    #180     Nov 9, 2006