Apparently you need a series 63 to trade remotely with Bright in Boston. I thought non-NASD prop firms didn't require a series 63. What gives? Don? Is this true? Does Echo require a 63 to trade remote as well? Thanks a lot..........
The series 63 isn't even a test. It's 4 hours of ethics training that's required to be performed every 2 years. I took it via a CBT program and sent the disk in to get the certificate. No big deal.
NASD firms usually require a Series 7, Series 63 and Series 55 Some of the exchange registered firms just require a 7. This is a first for me hearing that a Bright trader needs one. ECHO usually didn't but it may in some areas which depends on local regulations. I'd check with the firm to be sure. Lynx Capital is a NASD firm so all three are required Robert
According to their web site http://www.stocktrading.com/html/steps.html you need a 7 "in most cases."
opps thanks --didn't realize I made Lynx look like a member firm of the NASD that's not true. Lynx Capital is a devision of Andover which is a NASD firm. Robert