osc registration requirements

Discussion in 'Professional Trading' started by jazzsax, Mar 20, 2008.

  1. jazzsax


    anyone familiar with osc requirements for registration relating to managing OPM? (Ontario)

    I believe I'm exempt under a part of the rules, but I'm curious if anyone else has found this as well.
  2. toc


    Do not know specifically about the state you are in, but I have heard that in Canada, most of the places one has to have CFA level I passed in order to register as an Investment Advisor to manager OPM.

    This is unlike the US where there is no CFA-I requirement of any sort.
  3. i ahvbe tried in the pas to go this route and i can tell you it is very tedious and expensive. Unless you have deep pockets and plenty of funds, stick to US CTA or equity
  4. prepare to be sued if people lose money! :eek:
  5. jazzsax


    LOL, thanks for the advice.