Hi - I am in the process of setting up my own CTA. Does anyone have the NFA compliance rulebook or the things I need to worry about.
I would check out these two sites on the NFA website Compliance: http://www.nfa.futures.org/NFA-compliance/NFA-commodity-trading-advisors/index.HTML Annual CTA requirements: http://www.nfa.futures.org/NFA-comp...trading-advisors/annual-cta-requirements.HTML Good luck!
Would you guys recommend any third party firm who could take care of compliance or it is something that can easily be done in house?
You get a 3-ring notebook (was a 3" notebook years ago when I got mine) after you pass the series 3 and pay your membership to the NFA...