Discussion in 'Wall St. News' started by Banjo, Jul 19, 2019.
It is incredible that compliance/branch manager didn't flag this account, or perhaps not.
How is it possible to happen nowadays?
I would like to know if the broker (Charles Kenahan) was churning his account via day trading, swing trading, chasing IPOs or what ?
Also, when he was fired...did he get severance pay, stocks, unsuitable investments or what and when to be specific ?
Separate names with a comma.