Looking to hold my series 7 license, anyone?

Discussion in 'Prop Firms' started by FastandFurious, Sep 19, 2007.

  1. Most major Prop firms are exchange members, thus no need to be NASD members (just a different "club"), and we get all the same benefits, and have the same licensing requirements (maybe more, with an exchange as the SRO).

    Just a BTW...no reputable firm would even consider "parking" a license...major penalties.

    Don
     
    #11     Sep 19, 2007