Loaning out stocks I own to the broker (or someone else)...What can go wrong??

Discussion in 'Retail Brokers' started by Cabin111, Nov 14, 2023.

  1. Cabin111

    Cabin111

    Yeah!!

    Well, I'm going to keep it safe with my brokerage account at Lehman Brothers and my checking and savings accounts at Wachovia Bank...
     
    #11     Nov 14, 2023
  2. ajacobson

    ajacobson

    @Cabin 111

    From your post

    • The principal risk in any securities-lending transaction
    is counterparty default. Fidelity is your counterparty
    on all fully paid lending transactions. If Fidelity were to
    default on its obligations as defined in the MSLA, you
    would have the right to withdraw the collateral from
    the custodian bank in the manner described in the
    Collateral Administration Agreements. In the event that
    you make a withdrawal request, the bank will transfer
    an amount equal to your current collateral amount (or
    such lesser amount as you may have requested) to your
    specified delivery instructions. If you were to choose to
    use the collateral proceeds to repurchase securities, this
    would be considered a new purchase and, potentially, a
    taxable event.
     
    #12     Nov 14, 2023
    Cabin111 likes this.
  3. Cabin111

    Cabin111

    Chewing chewing...I'm going to let it die.

    Collateral Administration Agreement...I am sure will be in Fidelity's favor (their attorneys wrote it). I can't sue Fidelity if there were a problem...Always have to arbitrate. It would be like reading the fine print of an annuity.

    Over the years, I have owned over 10 notes and deeds of trusts. I would read and write them carefully. A couple even had exclusion from bankruptcy...Though they were never tested in court. Over the last few years I wouldn't touch them (buy them). I look at the delays that were caused by Covid in the courts.

    At my age I don't want to test new ground...Make sure there are no headaches to administer our estate upon death.
     
    #13     Nov 14, 2023
  4. Bad_Badness

    Bad_Badness

    It is like all risk management. Some is OK, but not enough to create a problem, but not none. I use IB's and make about 3% a year on very liquid, small and mid caps. You can chose which ones also.
     
    #14     Nov 15, 2023
  5. anset

    anset

    Hey guys, slightly off topic, can someone please recommend a broker that has the lowest cost for selling short. I'm taking both fees and potential interest gains from USD holding into account. Thank you.
     
    #15     Dec 4, 2023