How do you know you have passed Series-3

Discussion in 'Professional Trading' started by dabao91, Apr 27, 2007.

  1. No problem. Incidentally, you were otherwise absolutely correct in your initial post above, without the phrase "through a company."

    That is, a sponsor is not needed to take the Series 3 Exam, but, once you've passed, it's indeed "use it or lose it" (within 2 years).
     
    #11     Apr 28, 2007
  2. rover

    rover

    thats all u need. check with the firm where it is parked. they should have been notified
     
    #12     May 1, 2007