How do I get licensed in fixed income ?

Discussion in 'Professional Trading' started by kmiklas, May 30, 2023.

  1. kpwn

    kpwn

    You need a Series 7 in order to execute orders on behalf of a public client and earn a commission. A Series 65 would allow you to operate simply as an advisor where you are essentially just an equity raiser. So, it depends on what your specific goals are. Research Series 7 and Series 65 accordingly.
     
    #21     Sep 30, 2023
    kmiklas likes this.