too long to list and explain them here, top of my head they are: market manipulation, price manipulation, false "advertising", failure to clients duty, failure to employer duty, failure to fair representation of risk, failure to disclose conflict of interests, failure to disclose level of risk, failure to disclose all kind of stupid shit he should have known better
and he failed a few chapters in the CFA code of conduct, god, that guy must have been desperate to go against all the principles he learned, or maybe he was a just super social predator. Actually, "roaring kitty" is an interesting name to expose yourself My bet is that he is a super social predator, think of "Wolf of Wallst" in a sheep cloth
I did, and it's fucking clear as day if you have any basic training in compliance obviously you don't, millennial retard
i agree. How did he manipulate the market? Did he put out a fake press release? He bought the stock 1 year before it really took off. If anything it will be a witch-hunt only. I agree though with number 2. His attorneys told him to shut up.
OK Boomer. Look...what's this...traders talking about their positions. https://www.cnbc.com/video/2019/05/22/final-trades-marriott-cme-sea-ltd-disney-biotech.html