'Fund' / Structure

Discussion in 'Professional Trading' started by JTrader7, Nov 6, 2005.

  1. #21     Nov 14, 2005
  2. ktm

    ktm

    NFA being the self-regulated extension of the CFTC. I think for international and larger profile cases the CFTC may file directly, although I'm not sure where they divvy it up. For the registrant, they are effectively one and the same.
     
    #22     Nov 14, 2005
  3. Thanks for the note. Here is what I found:

    Trading in the Retail Off-Exchange Foreign Currency Market:
    http://www.nfa.futures.org/investor/forex/forex.pdf

    "Who regulates off-exchange foreign currency trading?"
     
    #23     Nov 25, 2005
  4. Spot currencies are NOT regulated by the NFA ..

    However the CFTC is concerned with anybody giving specific advice to a person regarding their personal financial situation.

     
    #24     Nov 25, 2005