FINRA Firms Needed

Discussion in 'Classifieds' started by hmby7689, Aug 3, 2009.

  1. hmby7689


    This is probably a shot in the dark, but I want to get my series 7 certification. I was wondering if anyone here with a FINRA firm would sponsor me. I’m willing to pay all the fees; I just need someone to submit the application for me via the Web CRD.
  2. Well, the tricky thing here is that once registered, you can easily compromise the firm.
    If you break any laws, then it is as if the firm had broken the law (failure to supervise is a big no-no...)
  3. hmby7689


    I was hoping to remain an "employee" of the firm until I passed and then be dismissed from the firm (no liability). I'll have two years to find a firm to work for before my certification expires.