Any exam prep material recommendations for the Series 3, Series 34, Series 63 and Series 65 exams (one for each)? Lets throw in the Series 7 to the bag, even though that's a different animal. I know of Kaplan and others. Not looking for just names. I would like to hear from people who took any of those exams and what they used. For non US-licensed traders who just happen to be reading this and wonder what those exams are, here it is: Series 3: NFA/futures Series 34: NFA/forex Series 7: FINRA/securities/brokerage/sponsored Series 63: NASAA/securities/states Series 65: FINRA/securities/RIA Though this thread is not about the licenses and purpose of the exams, but rather preparation material.
https://www.stcusa.com/ My process was to read through the material once and do the practice exam in the back of each chapter. Then do the exams with Q/A. Any question that I was not sure of the answer, I went back and read what STC says the answer was and why. Then do all the exams without Q/A If you are scoring 85 or better, you should pass easily. I took the 7, then 63, then 3.