Effective Trading Strategy for < $25K Accounts

Discussion in 'Trading' started by rubbles88, Dec 8, 2001.

  1. Magna

    Magna Administrator

    TickRader,

    Accounts with less than $25,000 will be restricted to trading only on a cash-available basis. This means if you have $20,000 you can daytrade all day with $20,000.

    If that last statement is true, and I've never seen that verified by any broker, it would probably mean that, due to settlement, you would have one use per day of $20,000. So if you went long 400 sh of a $50 stock, regardless of whether you were profitable or not on that trade, you would be done for that day as you've "used up" your $20K. After settlement, whether it's T+1 or T+3, you would then have cash available to use again. Once, until the next settlement.
     
    #31     Dec 9, 2001
  2. I dont get the point....why go back & forth on 20-25k.....just trade 1 emini Nasdaq - SP & solve the problem !.......Simple, if your underfunded dont put pressure on yourself to trade stocks, you should not trade under pressure at all.........Chris
     
    #32     Dec 9, 2001
  3. GATrader,

    With your background you probably should be giving me advice, not the other way around. Anyway, for me options are more of a sideline than my main activity, which is futures and equities. My approach is definitely based on the underlying stock, not so much on the option's IV, although I will look at it. I don't bother with theoretical values. My main play is a credit spread off an overbought or oversold situation or a backspread off a retracement level.
     
    #33     Dec 10, 2001
  4. ez_go_win

    ez_go_win

    FWIW, I used to trade with Datek until very recently, and happened to have the unfortunate event of going below $25k. I wanted to see what happens, so I didn't send any money. I was still able to trade as actively as always, except that I couldn't use margin. Cash buying power was updated IN REAL TIME after I closed positions (like "T+0"). Not sure if this is was a glitch. But as soon as I traded the account back over $25k, I was back to 4:1 margins.

    Given the fact that I started out as a margin account with PDT status before going below $25k, maybe that had something to do with the fact that I was still able to trade actively even after going below $25k.

    Here's what may be happening. If the broker is a member of NASD (as is Datek), then their interpretations of the SEC laws are more lenient than the brokers who are members of NYSE. From what I understand, NYSE and NASD don't quite agree on how the SEC rules should be implemented.

    I have a friend who works at ETrade (member of NYSE), and he believes that if you go below $25k with them and you're a pattern day trader, you're out of luck in trading stocks (other than closing out positions) until your balance is back over $25k.

    So here's a summary of what I believe is the case (anyone, please correct me if I'm wrong!!):

    * Broker is member of NYSE = no day trading under $25k, and if you're a PDT, you're totally out of luck.
    * Broker is member of NASD = daytrading under $25k OK with margin statused account, but not allowed use of margin.
     
    #34     Dec 10, 2001
  5. Turok

    Turok

    >I dont get the point....why go back & forth on
    >20-25k.....just trade 1 emini Nasdaq - SP &
    >solve the problem

    OK whiz, here's the point -- there is no pressure, cause I have over 75K in risk capitol. However, as a newer trader who wants to survive to be a non-newer trader, I don't yet trade much size. Since I don't trade much size I don't have any use for much more than the minimum in my account. Since I can get a better return on unused monies somewhere other than a trading account, I keep my unused monies somewhere other than a trading account.

    So, thusly I have the knowledge and experience to discuss such without having experienced any pressure.

    JB
     
    #35     Dec 10, 2001
  6. Turok

    Turok

    >* Broker is member of NASD = daytrading under
    >$25k OK with margin statused account, but not
    >allowed use of margin.

    Not with any of my brokers (MB, IB, Protrader).

    JB
     
    #36     Dec 10, 2001
  7. neo_hr

    neo_hr

    Guys this has been disscused over and over but let me tell you two things (as Ive been speciffically told by IB and Datek) :

    1. No 25k NO DAYTRADING more than 3 times in 5 days (settlement is still realtime. When you become a PDT than you have 90 day restriction and THEN T+3 comes into effect)
    2. No daytrading below 25k... :D

    Alex

    P.S. Trust me, I know what Im doing
     
    #37     Dec 10, 2001
  8. MD-doc

    MD-doc

    Hi Neo-hr,

    Could you be kind enough, and E mail me privately your
    FUTURES' Bookmarks ???

    Many thanks and wish you, Happy Holidays

    MD-doc
     
    #38     Dec 23, 2001