Trying to develop a pretty specific due diligence questionnaire to cover the mechanics of trading, order management, and execution system of trading groups we evaluate. A few typical questions are below but we are hoping to create something comprehensive, which the below certainly is not. Of course, trying to avoid reinventing the wheel. Can anyone share a more comprehensive list of due diligence questions for this area? In effort to reciprocate, let me know what I may do to help you out? Sample Due Diligence Questions - Trading and Execution Systems: ⢠how signal is generated, ⢠process for converting signal into order, ⢠decision matrix on how/where order is routed, ⢠how order is monitored/changed, etc., ⢠process for matching confirms against open orders, ⢠process for end of day tri-party reconciliation of position against clearing firm, trading/order management software, and fund admin, etc.