Trying to develop a pretty specific due diligence questionnaire to cover the mechanics of trading, order management, and execution system of trading groups we evaluate. A few typical questions are below but we are hoping to create something comprehensive, which the below certainly is not. Of course, trying to avoid reinventing the wheel. Can anyone share a more comprehensive list of due diligence questions for this area? In effort to reciprocate, let me know what I may do to help you out? Sample Due Diligence Questions - Trading and Execution Systems: â¢ how signal is generated, â¢ process for converting signal into order, â¢ decision matrix on how/where order is routed, â¢ how order is monitored/changed, etc., â¢ process for matching confirms against open orders, â¢ process for end of day tri-party reconciliation of position against clearing firm, trading/order management software, and fund admin, etc.