CTA Startup

Discussion in 'Professional Trading' started by BGB, Jan 6, 2004.

  1. Stok

    Stok

    I sent ya a PM on this, but does the $25k audit/tax include sending out K1's to investors? Also, can the fund pay for data feed/software, even health care before management fees as well?
     
    #191     Mar 15, 2010
  2. heech

    heech

    The "tax" component includes the K1. For just audit (without tax services), they quoted $20k.

    The fund can pay for data feed/software if you're using it *only* for trading the fund. If you do any other research or trading with it, it shouldn't be included. I haven't tried to get any of my other expenses wrapped up by the fund, just seems like more work than it's worth justifying it.

    Health care, etc, would definitely be an expense for the LLC management company, *not* the fund.
     
    #192     Mar 15, 2010
  3. Stok

    Stok

    Another question, if a person has part ownership in the management company of an CPO or CTA, but is just an equity investor and had nothing to do with trading, etc...are they required to be registered?
     
    #193     Mar 15, 2010
  4. Yes, anoone with major (more than 10%) interest must in the business must regristered with NFA.
     
    #194     Mar 15, 2010
  5. Stok

    Stok

    Ok, but they don't need a series 3...just registered with the NFA and pay dues?
     
    #195     Mar 15, 2010
  6. I don't think so...but call NFA.
     
    #196     Mar 15, 2010
  7. Devin Brady

    Devin Brady ET Sponsor

    I am from Global Futures, and have helped people transition from proprietary trading to becoming a CTA. If you have any questions on how to get set up as a CTA, or would like to discuss clearing arrangements, I would be more than happy to assist.

    Devin Brady
    dbrady@globalfutures.com
    877-367-3177
     
    #197     Mar 15, 2010
  8. If I am not actively trying to raise trading capital, what is the benefit of becoming a CTA?
    I can still trade for clients using IB Advisor account.
     
    #198     Mar 15, 2010
  9. Stok

    Stok

    Two more questions:

    For those that are CTA's or CPO's or both, which is the structure you favor the best?

    Also, if one has an LLC as the management/GP of a CPO, can that be used as well as the management co of a CTA? Or would u need to separate management co's?
     
    #199     Mar 16, 2010
  10. Stok

    Stok

    heech and Aaron, did you guys get my PM's?
     
    #200     Mar 16, 2010