CTA - can you also trade equities???

Discussion in 'Professional Trading' started by SnookFishing, Aug 8, 2010.

  1. No a CTA can only trade/advise on futures.
     
    #11     Aug 20, 2010
  2. LEAPup

    LEAPup

    NO! The Series 3 does not mean you can trade equities for others, and charge commissions on recommendations.

    Do that, and the regulators would eat you alive.
     
    #12     Aug 20, 2010