Compliance officer/secerity operator.. Looking for a job

Discussion in 'Professional Trading' started by gimp570, Nov 5, 2003.

  1. gimp570


    Does anyone know if any firms are hiring a securities operation/compliance officer. A good friend of mine is looking for a job. He has his Series 7, 63, 55, 24, 4 and 27. He has been in the securities industry for 15 years. Working as a compliance officer for the last 10. Anyone that could provide any info would be greatly appreciated. He is an extremely intelligent person that would be a asset to any firm.