Discussion in 'Trading' started by cooltraderabhi, Jun 19, 2012.
Hi- can someone please suggest a guide to all the compliance requirements by the NFA for a new CTA?
Just call the NFA directly. They are very helpful.
Take a look at this link - it's the NFA self examination questionnaire. It contains a lot of material to get you started. As a cta you have to complete the "general" and the "cta" documents. Both docs help you figure out where the holes are in your organization.
And, yeah, call the NFA directly with questions - they are very helpful.
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