Compliance for a CTA by the NFA

Hi- can someone please suggest a guide to all the compliance requirements by the NFA for a new CTA?

 

Just call the NFA directly. They are very helpful.

 

Take a look at this link - it's the NFA self examination questionnaire. It contains a lot of material to get you started. As a cta you have to complete the "general" and the "cta" documents. Both docs help you figure out where the holes are in your organization.

http://www.nfa.futures.org/NFA-compliance/publication-library/self-exam-questionnaire.HTML

And, yeah, call the NFA directly with questions - they are very helpful.