Checking Clearing Firm

Hi!

I just oppened a relail account with a brockerage firm and I am ready to sent considerable amount of money to their Clearance Firm.

How can I check them am out, especially their clearance firm?
What is the regulatory authority that passes informations to prospective retail account owners?

I assume it is a branch of SIPC or SEC, but I am sure there are match more knowledgable folks out there than I am, that would guide me..

I would appreciate any relative information

Regards,

Agras

 

go to www.nasdr.com
run a check on the discilinary disclosures...or go to the celaring firm web site:

www.penson.com
www.swst.com

ect.....they should have all that info there...what clearing firm are you looking at?

 

hi

Computer Clearing Services, Inc.

Agras

 

I think they have 2 million in excess SIPC coverage.

 

Do all MB Salesmen know these stats?

TM_Direct
Elite Member

Registered: Oct 2002
Posts: 2828


07-17-03 05:28 PM

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Which broker you going with ?

 

I posted that as a reply to some poster claiming he had no idea how to get in touch with MB....for some reason, there are two posters who insist im working for MB trading.......why?? because i said kind words about them....But if you check my prior posts Ive said kind things about Redwood, Point Direx , Instaquote and Neovest......But if you want to continue portraying me as a salesmen for MB....Fine...but i have no affiliation with MB now or ever and do not have any current affiliation with the other firms...although I am VERY biased toward XOOM TRADE and would encourage everyone to try the platinum simulator

 

Thanks for the clarification.