Any way to keep my Series 7?

Discussion in 'Professional Trading' started by adangh, Dec 6, 2006.

  1. adangh


    I've recently quit my position at a local prop firm to start working outside the financial industry. I was fairly successful there and plan to develop my own automated system in my spare time. If I do eventually decide to go back into the financial industry, are there any ways for me to keep my Series 7 for the time being? Any advice is much appreciated. Thanks in advance.
  2. NASD cracking down, its not like the old days where someone would hang your license for a fee.

    There are some multi faceted insurance companies out there that will register your license. However, you do have to sell some product or a financial plan every few months or so. I don't want to name any companies. Look around I left plenty of clues.