Exchange Traded Fund (ETFs) and HOLDRS Automatic Execution Parameters ETFs Product Name Symbol ETF Auto-EX Size (Shares) DIAMONDS DIA 5,000 FORTUNE 500 Index Tracking Stock FFF 2,000 FORTUNE e-50 Index Tracking Stock FEF 2,000 MidCap SPDRS MDY 2,000 Nasdaq-100 Index Tracking Stock QQQ 2,000 SPDRS SPY 1,000 Select Sector SPDR-Consumer Discretionary XLY 2,000 Select Sector SPDR-Consumer Staples XLP 2,000 Select Sector SPDR-Energy XLE 2,000 Select Sector SPDR-Financial XLF 2,000 Select Sector SPDR-Health Care XLV 2,000 Select Sector SPDR-Industrial XLI 2,000 Select Sector SPDR-Materials XLB 2,000 Select Sector SPDR-Technology XLK 2,000 Select Sector SPDR-Utilities XLU 2,000 Vanguard Extended Market VIPERs VXF 500 Vanguard Total Stock Market VIPERs VTI 500 iShares Cohen & Steers Realty Majors ICF 2,000 iShares Dow Jones US Basic Materials IYM 500 iShares Dow Jones US Chemicals IYD 2,000 iShares Dow Jones US Consumer Cyclical IYC 2,000 iShares Dow Jones US Consumer Non-Cyclical IYK 500 iShares Dow Jones US Energy IYE 500 iShares Dow Jones US Financial Sector IYF 2,000 iShares Dow Jones US Financial Services IYG 2,000 iShares Dow Jones US Healthcare IYH 2,000 iShares Dow Jones US Industrial IYJ 2,000 iShares Dow Jones US Internet IYV 500 iShares Dow Jones US Real Estate IYR 2,000 iShares Dow Jones US Technology IYW 2,000 iShares Dow Jones US Telecommunications IYZ 500 iShares Dow Jones US Total Market IYY 1,000 iShares Dow Jones US Utilities IDU 500 iShares GS $ InvesTop<sup>TM</sup> Corporate Bond Fund LQD OFF iShares Goldman Sachs Natural Resources IGE OFF iShares Goldman Sachs Networking IGN 2,000 iShares Goldman Sachs Semiconductor IGW 2,000 iShares Goldman Sachs Software IGV 2,000 iShares Goldman Sachs Technology IGM 2,000 iShares Lehman 1-3 Year Treasury Bond Fund SHY OFF iShares Lehman 20+ Year Treasury Bond Fund TLT OFF iShares Lehman 7-10 Year Treasury Bond Fund IEF OFF iShares MSCI EAFE EFA 1,000 iShares MSCI Pacific Ex-Japan EPP OFF iShares MSCI-Australia EWA 2,000 iShares MSCI-Austria EWO 2,000 iShares MSCI-Belgium EWK 2,000 iShares MSCI-Brazil EWZ 2,000 iShares MSCI-Canada EWC 2,000 iShares MSCI-EMU EZU 2,000 iShares MSCI-France EWQ 2,000 iShares MSCI-Germany EWG 2,000 iShares MSCI-Hong Kong EWH 2,000 iShares MSCI-Italy EWI 2,000 iShares MSCI-Japan EWJ 2,000 iShares MSCI-Malaysia EWM 2,000 iShares MSCI-Mexico EWW OFF iShares MSCI-Netherlands EWN 2,000 iShares MSCI-Singapore EWS 2,000 iShares MSCI-South Korea EWY 2,000 iShares MSCI-Spain EWP 2,000 iShares MSCI-Sweden EWD 2,000 iShares MSCI-Switzerland EWL 2,000 iShares MSCI-Taiwan EWT 2,000 iShares MSCI-U.K. EWU 2,000 iShares Nasdaq Biotechnology IBB 2,000 iShares Russell 1000 Growth IWF 2,000 iShares Russell 1000 Value IWD 2,000 iShares Russell 1000 IWB 2,000 iShares Russell 2000 Growth IWO 2,000 iShares Russell 2000 Value IWN 2,000 iShares Russell 2000 IWM 2,000 iShares Russell 3000 Growth IWZ 2,000 iShares Russell 3000 Value IWW 2,000 iShares Russell 3000 IWV 2,000 iShares Russell Midcap Growth Index Fund IWP 2,000 iShares Russell Midcap Index Fund IWR 2,000 iShares Russell Midcap Value Index Fund IWS 2,000 iShares S&P 500 BARRA Growth IVW 2,000 iShares S&P 500 BARRA Value IVE 2,000 iShares S&P 500 IVV 2,000 iShares S&P Europe 350 IEV 2,000 iShares S&P Global Energy Sector IXC OFF iShares S&P Global Financial Sector IXG OFF iShares S&P Global Healthcare Sector IXJ OFF iShares S&P Global Information Technology Sector IXN OFF iShares S&P Global Telecommunications Sector IXP OFF iShares S&P Latin America 40 ILF OFF iShares S&P MidCap 400 IJH 2,000 iShares S&P MidCap 400/BARRA Growth IJK 2,000 iShares S&P MidCap 400/BARRA Value IJJ 2,000 iShares S&P SmallCap 600 BARRA Growth IJT 2,000 iShares S&P SmallCap 600 BARRA Value IJS 2,000 iShares S&P SmallCap 600 IJR 2,000 iShares S&P/TOPIX 150 ITF OFF iShares S&P/TSE 60 IKC 2,000 streetTRACKS Dow Jones Global Titans 50 Index DGT 2,000 streetTRACKS Dow Jones US LargeCap Growth ELG 500 streetTRACKS Dow Jones US LargeCap Value ELV 2,000 streetTRACKS Dow Jones US SmallCap Growth DSG 2,000 streetTRACKS Dow Jones US SmallCap Value DSV 500 streetTRACKS Morgan Stanley Internet MII 500 streetTRACKS Morgan Stanley Technology MTK 2,000 streetTRACKS Wilshire REIT RWR 2,000 HOLDRS Product Name Symbol HOLDRS Auto-EX Size (Shares) B2B Internet HOLDRS BHH 2,000 Biotech HOLDRS BBH 2,000 Broadband HOLDRS BDH 500 Europe 2001 HOLDRS EKH OFF Internet Architecture HOLDRS IAH 2,000 Internet HOLDRS HHH OFF Internet Infrastructure HOLDRS IIH 2,000 Market 2000+ HOLDRS MKH 2,000 Oil Service HOLDRS OIH OFF Pharmaceutical HOLDRS PPH 2,000 Regional Bank HOLDRS RKH 2,000 Retail HOLDRS RTH OFF Semiconductor HOLDRS SMH 2,000 Software HOLDRS SWH 2,000 Telecom HOLDRS TTH 2,000 Utilities HOLDRS UTH OFF Wireless HOLDRS WMH 2,000 Jeff-- OES
Another thing to remember is that the auto-x feature varies on each ETF depending on the spread that the amex is quoting. Sometimes it's on and sometimes its not on.