Doesn't change the fact that fraud was committed. Why do you think that person bears the title "financial advisor"?
So sometime in 2007 you made your request. And you wait 1+ years to make it an issue. Why didn't you speak to the FA's manager? Better yet, why didn't you close out your account and move your money elsewhere? You have no recourse.
Incorrect. AIG upper management even explained that I was 100% right. I am not asking for recourse (how about reading my first message before replying). I was asking about organizations to report to.