Account disclosures with employer question

Discussion in 'Professional Trading' started by xxfunguyxx, Aug 18, 2010.

  1. I have a complex question...if anyone know anything about it. I currently work for a brokerage firm who needs employees to disclose their own accounts with other brokerage firms. However, this colleague of mine claims he has kept a account in secret under his name for several years without disclosure.



    I was curious how the Compliance department find out about accounts that are not disclosed? thanks
     
  2. They just need your ss # and they cant find what you eat at night also.!!!