Statement: OCC Reaches Settlement with SEC and CFTC Regarding Error in Implementation of Liquidation

Discussion in 'Options' started by ETJ, Feb 17, 2023.

  1. ETJ

    ETJ

    Options Clearing Corporations
    OCC has reached settlements with the U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) regarding OCC's error concerning the implementation of its rule on Liquidation Cost Model Enhancements and its Liquidation Cost Charge ("LC Charge").
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    #1     Feb 17, 2023
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