Short-sale restriction

Discussion in 'Trading' started by pragmatic-trader, Jun 24, 2020.

  1. If a stock enters the alternative uptick rule, once it has dropped >= 10% from yesterday's close, it means we can only short on an uptick. I understand this to mean that we can only short when the last delta in traded price was positive.

    So if we have a stock that's $16 bid, $17 offered, and someone sells a 1 lot at $16 followed by someone buying at a 1 lot at $17, then we are in an uptick and we can short.

    However what I'm hoping to gather is - are we now allowed to short at prices below $17? Could I send a sell order at $16 and get filled because we're in an uptick? Or does the uptick rule mean that I can only sell at prices >= the last print price (which would be >= $17) ?
     
  2. zdreg

    zdreg

    Change your handle from pragmatic-trader to wishful thinking-trader.:)
     
    orbit23 likes this.
  3. I just want to know how the SEC rules are being applied in my example
     
  4. With an uptick rule, you will get filled if you are adding liquidity

    If you have an offer below last trade, you can not hit a bid but someone can take your offer
     
    pragmatic-trader likes this.
  5. Good explanation.
     
  6. PrIngigum

    PrIngigum

    Most of the people end up making the mistake of getting into a short sale without knowing the details about it. There are numerous restrictions that come along with it which you should be aware of. I would suggest you to watch some tutorials on it before you actually start with it and save yourself from future mistakes.
     
  7. You say there's "numerous restrictions", aside from SSR what are they?