Series exams

Discussion in 'Professional Trading' started by Scalperten, Jul 20, 2015.

  1. Hello I'm not sure if this is the right website for this question but heck it should be. My question is regarding becoming a broker what license is the most helpfull and why?
     
  2. pretty sure there are many brokers here who would be able to share.
     
  3. IAS_LLC

    IAS_LLC

  4. qxr1011

    qxr1011

    use to be series 7 (registered rep), required company sponsorship

    http://www.finra.org/industry/qualification-exams