Purported Hedge Fund Manager Charged with Fraud

Discussion in 'Wall St. News' started by dealmaker, Oct 3, 2020.

  1. dealmaker

    dealmaker

    Purported Hedge Fund Manager Charged with Fraud (HedgeCo.net)
    (HedgeCo.Net) The Securities and Exchange Commission today charged a Long Island, New York man and his wholly-owned company with defrauding investors by falsely claiming to manage a successful hedge fund. According to the SEC’s complaint, since at least 2015, Rand Heckler, a former broker who was barred by FINRA in 2019, solicited over $700,000 in investments from an elderly investor and the investor’s son by claiming to manage a successful hedge fund through his company, Rand Heckler, Inc. The complaint alleges that, in reality, Heckler and Rand Heckler, Inc. never managed a hedge fund and never invested the funds he received.
     
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