https://www.securitieslawyer101.com...mber-28-amended-rule-15c2-11-date-approaches/ How will you as a trader/investor be affected?
We can only hope for more integrity in OTC and small cap companies. Why is it that companies go from Private Equity to Large cap ipo? Because a lot in between is overly volatile garbage. Granted, certain businesses can only grow so big based on potential market. But, it is so easy to slap a web app on it and call it "disruptive".