Mandatory Convertible Preferred Stock

Discussion in 'Fixed Income' started by BMK, Oct 19, 2023.

  1. BMK

    BMK

    Ran across these in a newsletter that I follow...

    Gotta be among the most kinky and esoteric securities I have seen.

    Can anyone explain how these work in plain English, in one or two paragraphs?

    You're holding preferred stock that has a mandatory purchase contract that converts it into common shares a specified price, but there also seems to be a debt instrument involved somehow, and I can't figure it out LOL

    The symbols are NEE/PRR and UGIC

    https://quantumonline.com/search.cfm?tickersymbol=NEE-R&sopt=symbol

    https://quantumonline.com/search.cfm?tickersymbol=UGIC&sopt=symbol
     
  2. It’s like a partial covered call on a long stock. You own the stock, more or less, but you’re not quite sure how much. Less if the price rises, more if it falls. They’re dumb securities with a fake yield, priced in already, to trick retail.

    Hard pass.
     
    engineering likes this.