Finra reviewing rules on outside business activities

Discussion in 'Wall St. News' started by dealmaker, May 16, 2017.

  1. dealmaker

    dealmaker

    Finra reviewing rules on outside business activities
    The Financial Industry Regulatory Authority Inc. hasrequested commentsas part of a review of its rules that cover outside business activities and private securities transactions. The review is part of an ongoing Finra initiative to look at all its operations and programs, with an eye to examining the degree to which the self-regulatory organization's rules address the problems they are intended to mitigate.(Investment News)
     
  2. sss12

    sss12

    Crazy, is it really revalent that I coach u12 soccer...yep, needs to be disclosed.