Buying Index funds on portfolio margin

Discussion in 'Trading' started by emulimu, Jan 1, 2021.

  1. emulimu

    emulimu

    I am trying to understand the portfolio margin requirements of buying 1000 shares of SPY. Really appreciate if you can help me out here.
    Let's say SPY is $300 per share when I buy it on portfolio margin. It costs $300,000 and I need to put up 10% which is $30k. Now after I buy it for $300 per share, if the SPY falls to $200 per share, what will my new margin requirement be? Thanks very much.
     
  2. ET180

    ET180

    I might be wrong, but I think your margin would be $20k at $200,000 assuming 10% margin, but your net liq is now $100k smaller than it was when you put on the trade. So if your account had $300k in it when you put on the trade, you have a $200k net liq and using $20k for margin if SPY were to fall to $200. If you had a $100k net liq when you put the trade on, you would have started getting liquidated when your netliq dropped to around $22k. Portfolio margin is more stress-test based and depends on your exposure.

    https://tickertape.tdameritrade.com/trading/portfolio-margin-15300
     
  3. ajacobson

    ajacobson

    In real trading a drop of that kind would result in pm requirements changing. So it actually becomes a two variable question. PM requirement are not static.
     
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  4. Robert Morse

    Robert Morse Sponsor

    In your example, if your broker requires 10% for SPY, you will always have to maintain equity of 10% or more of that value. Some brokers only calculate that at end of the day and some do their own calculations in real-time. It does not matter your cost basis. The risk shocks are done each day and the OCC and your broker for PM do not use cost basis.

     
  5. emulimu

    emulimu

    This is what I am trying to figure out. 10% equity means I will have to put up even less if the SPY drops? In normal RegT, I would owe 100k as margin call i.e the full amount of loss ($300 - $200) x 1000.
     
  6. emulimu

    emulimu

    In RegT margin, I would receive a margin call for 100k but since this is PM, I can put 10% of that (10k) and keep the party going?
     
  7. comagnum

    comagnum

  8. monkeyc

    monkeyc

    No, with Reg-T you would have needed $150k cash to buy $300k worth of SPY. After the SPY drop, you'd have $50k equity with $200k in stock. If your broker requires 25% maintenance, you wouldn't get called until it fell below 200k, and the mc amount would be much less than $100k

    Your question really is about how much a stock has to drop before you get margin called. This has nothing to do with Reg-T vs PM. Google the formula, it works for both
     
  9. horizon

    horizon

    Sticky delta will affect the margin requirement. If you use TD, they have 2 layers of margin.
     
  10. Robert Morse

    Robert Morse Sponsor

    Yes, your margin requirement is lower but so is your equity. Let's take a more real-life example to help you understand. E.G. PMA with $300,000 in equity. You go out and buy $2.5mm of SPY. The Margin at 10% is $250,000. SPY then drops 3%. Your equity is now ($2.5mm*.03=$75K) $75K less or $175,000. The position is now worth $2.425mm so the requirement is "only" $242,500, but you only have $175K in your account. So yes, higher-priced stocks and indexes require more margin and lower-priced ones less, but that is not the entire story.

     
    #10     Jan 2, 2021
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