In total the currency rigging cost the banks over $8 billion, since this is a class action settlement based on last year's $4.3 billion regulatory...
If Zero Hedge could figure out how to blame the chemical explosion on Goldman. . . Here's another Goldman article that just appeared:...
I see that the $30 million was paid to a non-US citizen, but why would an award be tax free?
I don't disagree, and I recognize the bias (subtitle of Dark Pools is "the Threat to the Global Financial System," for example). But on the topic...
The topic interests me. I am also reading Scott Patterson's book, Dark Pools....
Yes, they do. There was another settlement announced this morning--$20 million to be paid by Edward Jones. The fine includes restitution to be...
Myself. But that could change, since def suggested I PM him to discuss a compliance position. This is your 3rd attempt to run me off of this...
That's quite a claim, given that IB's routing statistics show that around 20% (33% for Nasdaq stocks) of all IB Smart-routed market orders for...
They have a pretty active whistleblower program. The largest award so far was $30 million, paid out in 2014....
More on this from Bloomberg today. These guys were brazen....
I think that it all goes to the SEC. However, if there's a whistleblower involved, then they would collect up to 30%.
Since 2006, according to the article. But I agree with you. I'd be willing to give the guy a pass for being uninformed on the topic. I see it as...
Announced today: http://www.sec.gov/news/pressrelease/2015-164.html "ITG agreed to admit wrongdoing and pay disgorgement of $2,081,034 (the total...
http://www.wsj.com/articles/credit-suisse-nearing-record-settlement-tied-to-wrongdoing-at-dark-pool-1439315166 "The case against Credit Suisse...
Specific of the scheme have been unsealed and are posted here: http://www.sec.gov/litigation/complaints/2015/comp-pr2015-163.pdf
Yeah, the "time gap" between receipt of the reports by the media and the release to the public will always be a weak link in preventing leaks and...
http://www.sec.gov/news/speech/press-conference-remarks-massive-hacking-trading-scheme.html "Two Ukrainian hackers are charged with spearheading...
No, but I can see how IB's claims on PFOF would anger a competitor. I'll tell you the same thing I told you a few pages back, when you first...
I'm with you on this. After researching this topic more, I'm now starting to wonder if IB's statements on PFOF might be even worse than...
volpunter, I have to add a clarification to your statement here. IB will liquidate long options positions in order to attempt to raise cash to...
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